FSA regulated business

The FSA & you

Compliance with the Financial Services Authority (FSA) is not an option: it is essential, with strict penalties for those who don’t rigorously adhere to the many and complicated regulations.

It is up to you to ensure that every aspect of your business is compliant. And this is where we can help.

The FSA is an independent non-governmental body that regulates the financial services industry in the UK. 

Our years of experience working in the financial services sector means we have in depth knowledge to provide the support and guidance you need to comply with the financial administration required by the FSA.

Whether you are new to FSA regulation or have been trading for years within this environment, you can rely on us.

Our services include:

Compliance

• Helping you register with the FSA
• Advising on FSA compliance
• Assisting with the FSA bi-annual returns (GABRIEL)
• Preparing Financial accounts
• Tax compliance

Additional

• Advice and assistance with your accounting procedures and controls to ensure your business is compliant with the regulations
• Tax mitigation for the firm and individuals
• Mergers, acquisitions and partnership changes
• Remuneration planning
• Business plans (including financial forecasts)